Looking for a challenging and rewarding career in a world-class organization? Bring your expertise and analytical skills to BCI's Compliance team! This role monitors, researches and analyzes a wide range of data to ensure corporate compliance objectives (e.g. pooled fund policies, regulations etc.) are met while promoting an environment that reinforces the highest standards of ethics and integrity.
The Compliance Office provides reasonable assurance to Executive Management and the Board that effective compliance measures are in place, well understood and respected by all employees. They are responsible for internal compliance monitoring related to investment policies and adherence to BCI's Code of Ethics & Professional Conduct (the "Code") and monitoring and reporting on regulatory compliance (insider reporting, take-over bids, SEC filings, suppression of terrorism filings, etc.). The team implements compliance measures, conducts surveillance testing, undertakes compliance reviews, and provides compliance awareness training to the corporation.
Reporting to the Manager, Compliance, the Compliance Analyst (Private Markets and Corporate Affairs) is responsible for process development, testing and monitoring, training, ensuring processes and controls are well documented, and compliance systems and frameworks are effective and efficient. The role requires executing on a private markets compliance program and requires a motivated individual with working knowledge of regulations and compliance implications of private market investment activity. The role also requires executing on a corporate ethics and compliance program with respect to BCI's Code of Ethics & Professional Conduct.